Dana C. Pawlicki
Professional summary
Dana Clarence Pawlicki, who also goes by Dana C Pawlicki Mr., Dana C Pawlicki, is a registered financial professional currently at STONINGTON DRIVE SECURITIES LLC located in Short Hills, New Jersey.
Dana is registered as a RR (Registered Representative) and started their career in finance in 2005. Dana has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Clarence Pawlicki's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2017 - Present
STONINGTON DRIVE SECURITIES LLC
Office #1: 51 Jfk Parkway First Floor West, Short Hills, NJ 07078Office #2: 51 Jfk Parkway First Floor West, Short Hills, NJ 07078September 19, 2012 - August 30, 2017
PROFOR ADVISORS
March 5, 2010 - September 11, 2012
EVERCORE GROUP L.L.C.
March 9, 2009 - March 2, 2010
NEUBERGER BERMAN BD LLC
September 19, 2008 - March 2, 2010
NEUBERGER BERMAN BD LLC
February 26, 2007 - September 24, 2008
LEHMAN BROTHERS INC.
April 20, 2005 - February 27, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
(1/4/2023)
(5/31/2018)
(9/20/2017)
(9/22/2017)
Exams
Series 99TO
Date: 1/26/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONINGTON DRIVE SECURITIES LLC
CRD#: 287876 / SEC#: , 8-69914
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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