James B. Quinn
Professional summary
James B Quinn, who also goes by James Brian Quinn, Jim Quinn, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
James is registered as a RR (Registered Representative) and started their career in finance in 2009. James has worked at 3 firms and has passed the Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James B Quinn's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2023 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116April 2, 2014 - April 26, 2017
SLD AMERICA EQUITIES, INC.
October 1, 2009 - March 26, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 12/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
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