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CRD#: 285684
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

METLIFE INVESTMENTS SECURITIES, LLC is located at One Metlife Way, Whippany, NJ 07981-1449 and was first established at Woodbridge, Delaware in 08/31/2016. After operating for 9 years, METLIFE INVESTMENTS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of METLIFE INVESTMENTS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. METLIFE INVESTMENTS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at METLIFE INVESTMENTS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access METLIFE INVESTMENTS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at METLIFE INVESTMENTS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for METLIFE INVESTMENTS SECURITIES, LLC Comes From

Understanding the Statistics for METLIFE INVESTMENTS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
One Metlife Way, Whippany, NJ 07981-1449
Mailing Address
One Metlife Way, Whippany, NJ 07981-1449
Firm Size
Small
Phone Number
(973) 355-4000
Established
Delaware since 08/31/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
METLIFE INVESTORS GROUP, LLCSOLE MEMBER
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
POLLARO, JOSEPH PATRICKPRESIDENT/CEO1910072
SERAFIN, ROBERT HPRINCIPAL OPERATIONS OFFICER2427123
YICK, MICHAEL JOHNCFO/FINOP & PRINCIPAL FINANCIAL OFFICER4187342

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Advisor's working at METLIFE INVESTMENTS SECURITIES, LLC

SP

Scott Duane Pavlak

RR
CRD#: 1705087
Location:
Whippany, NJ 07981
Company:
METLIFE INVESTMENTS SECURITIES, LLC
Disclosures:
Experience:
38 years
View Profile
JP

Joseph Patrick Pollaro JR.

Joe Pollaro Jr, Joseph Patrick Pollaro Jr, Joseph Patrick Pollaro
RR
CRD#: 1910072
Location:
Whippany, NJ 07981
Company:
METLIFE INVESTMENTS SECURITIES, LLC
Disclosures:
Experience:
8 years
View Profile
MY

Michael John Yick

RR
CRD#: 4187342
Location:
Whippany, NJ 07981
Company:
METLIFE INVESTMENTS SECURITIES, LLC
Disclosures:
Experience:
9 years
View Profile
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