Scott D. Pavlak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Duane Pavlak was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2017 - May 21, 2026
METLIFE INVESTMENTS SECURITIES, LLC
September 22, 2015 - December 31, 2017
FORESIDE FUND SERVICES, LLC
September 26, 2008 - November 3, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 1, 1999 - November 3, 2008
BEAR STEARNS ASSET MANAGEMENT INC.
March 16, 1990 - September 29, 2008
J.P. MORGAN SECURITIES LLC
July 21, 1987 - April 2, 1990
BEECHWOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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