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CRD#: 283952
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PENSIONMARK SECURITIES, LLC is located at 24 East Cota Street Suite 200, Santa Barbara, CA 93101 and was first established at Los Angeles, Delaware in 04/22/2016. After operating for 9 years, PENSIONMARK SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PENSIONMARK SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PENSIONMARK SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PENSIONMARK SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PENSIONMARK SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PENSIONMARK SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PENSIONMARK SECURITIES, LLC Comes From

Understanding the Statistics for PENSIONMARK SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
24 East Cota Street Suite 200, Santa Barbara, CA 93101
Mailing Address
24 East Cota Street Suite 200, Santa Barbara, CA 93101
Firm Size
Small
Phone Number
(888) 201-5488
Established
Delaware since 04/22/2016
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WORLD INVESTMENT ADVISORS, LLCOWNER208512
CARTER, ANA RFINOP, PFO, POO4424794
CURLEY, JONATHAN ECHIEF COMPLIANCE OFFICER827148
HAMMOND, TROY GLENPRESIDENT/CEO2254232

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Advisor's working at PENSIONMARK SECURITIES, LLC

Jason John Cohn

Jason John Cohn

IAR
RR
CRD#: 4334960
AIF®: Accredited Investment Fiduciary
Location:
Brentwood, TN 37027
Company:
WORLD INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
24 years
View Profile
DS

Daniel Shapiro

Dan Shapiro, Daniel C. Shapiro, Danny Shapiro
IAR
RR
CRD#: 1651148
AIF®: Accredited Investment Fiduciary
Location:
Coconut Grove, FL 33133
Company:
WORLD INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
38 years
View Profile
PS

Peter L Scida

Peter L Scida, Peter Lee Scida
IAR
RR
CRD#: 1775245
Location:
Syracuse, NY 13211
Company:
WORLD INVESTMENT ADVISORS, LLC
Disclosures:
Experience:
28 years
View Profile
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