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CRD#: 283701
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MARKET SECURITIES, LLC is located at 75 Broad Street 7th Floor, New York, NY 10004 and was first established at New York, Delaware in 03/08/2016. After operating for 9 years, MARKET SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MARKET SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MARKET SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MARKET SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MARKET SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MARKET SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MARKET SECURITIES, LLC Comes From

Understanding the Statistics for MARKET SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
75 Broad Street 7th Floor, New York, NY 10004
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Firm Size
Small
Phone Number
+1 (636) 675-3746
Established
Delaware since 03/08/2016
Firm Type
Limited Liability Company
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MARKET SECURITIES HOLDINGS INCSOLE MEMBER
BASKETT, ERINCHIEF COMPLIANCE OFFICER4538604
LOTT, JACOB JAMESCFO AND FINOP6897857
SMITH, LISA LCOMPLIANCE OFFICER2691076

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at MARKET SECURITIES, LLC

LS

Lisa L Smith

Lisa Younette Logan, Lisa Logan Smith
IAR
RR
CRD#: 2691076
Location:
Johns Creek, GA
Company:
NINE30 ADVISORS LLC
Disclosures:
Experience:
29 years
View Profile
JF

Jack David Faller

Jack David Faller, Jack Faller
RR
CRD#: 1883661
Location:
New York, NY 10004
Company:
MARKET SECURITIES, LLC
Disclosures:
Experience:
28 years
View Profile
JD

Jennifer Donaker

Jennifer Lee
RR
CRD#: 5793892
Location:
New York, NY 10004
Company:
MARKET SECURITIES, LLC
Disclosures:
Experience:
15 years
View Profile
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