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FIRM PROFILE
Overview
FIRST BROKERS SECURITIES LLC is located at Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311 and was first established at Woodbridge, Delaware in 11/19/2003. After operating for 22 years, FIRST BROKERS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST BROKERS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. FIRST BROKERS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST BROKERS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST BROKERS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST BROKERS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for FIRST BROKERS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311
Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311
Small
(212) 513-4444
Delaware since 11/19/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at FIRST BROKERS SECURITIES LLC
Robert Francis Cudequest
Michael Adam Malamed
Robert Harold Dower
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