Robert H. Dower
Professional summary
Robert Harold Dower, who also goes by Robert H Dower, is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Jersey City, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 6 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Harold Dower's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2001 - Present
FIRST BROKERS SECURITIES LLC
Office #1: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311Office #2: Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311October 13, 2000 - October 17, 2001
BROWNCO, LLC
October 23, 1997 - July 22, 1999
LEWCO SECURITIES CORP.
April 9, 1996 - September 25, 1996
GRUNTAL & CO., L.L.C.
May 30, 1995 - October 2, 1995
REFCO SECURITIES, LLC
July 5, 1994 - March 21, 1995
ADLER COLEMAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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