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CRD#: 26598
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE ENTERPRISE SECURITIES COMPANY is located at 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334 and was first established at Chicago, Michigan in 04/26/1990. After operating for 36 years, THE ENTERPRISE SECURITIES COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE ENTERPRISE SECURITIES COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. THE ENTERPRISE SECURITIES COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE ENTERPRISE SECURITIES COMPANY are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE ENTERPRISE SECURITIES COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE ENTERPRISE SECURITIES COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE ENTERPRISE SECURITIES COMPANY Comes From

Understanding the Statistics for THE ENTERPRISE SECURITIES COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Mailing Address
30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334
Firm Size
Small
Phone Number
(248) 539-8282
Established
Michigan since 04/26/1990
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PAPPAS, NORMAN ARTHURPRESIDENT, CCO356173
MARRA, ANDREW JOHNPFO AND POO4763966

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Advisor's working at THE ENTERPRISE SECURITIES COMPANY

GF

Gil J Feldman

IAR
RR
CRD#: 3161075
CFP®: Certified Financial Planner
Location:
Farmington Hills, MI 48334
Company:
THE ENTERPRISE INVESTMENT COMPANY
Disclosures:
Experience:
20 years
View Profile
NP

Norman Arthur Pappas

IAR
RR
CRD#: 356173
Location:
Farmington Hills, MI 48334
Company:
THE ENTERPRISE INVESTMENT COMPANY
Disclosures:
Experience:
55 years
View Profile
KA

Kristen E Abell

Kristen Elizabeth Abell, Kristen Abell Mcgraw
RR
CRD#: 6299225
AIF®: Accredited Investment Fiduciary
Location:
Farmington Hills, MI 48334
Company:
THE ENTERPRISE SECURITIES COMPANY
Disclosures:
Experience:
11 years
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