Norman A. Pappas

THE ENTERPRISE INVESTMENT COMPANY

Farmington Hills, MI 48334

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CRD#: 356173

Professional summary

Norman Arthur Pappas is a registered financial advisor currently at THE ENTERPRISE INVESTMENT COMPANY located in Farmington Hills, Michigan and THE ENTERPRISE SECURITIES COMPANY located in Farmington Hills, Michigan.

Norman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Norman has worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 3, Series 1, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Jewish Federation of Metropolitan Detroit 6735 Telegraph Rd, Bloomfield Hills, MI 48301; Non-Investment Related; Board Member .5hrs per week 2. Enterprise Investment Company 30301 NW Hwy, STE 200, Farmington Hills, MI 48334; Investment Adviser REP & CCO. Analyzing, advising, and supervising for the RIA. 3. Napco, Inc. 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Salaried Employee/Ownership 40+ hrs. per week 4. LDA, LLC, 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Manager/Real Estate Investing. 1-2+ hrs. per week. No compensation. Children are the owners. 5. Asset Management Advisors LLC 30301 Northwestern Hwy, Ste200 Farmington Hills, MI 48334; 100% Ownership. Support Service Real Estate 1+ hrs. per week 6. Regents Associates, LLC at 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Partner, less than 1hr per Month. Investment Holding Company 7. Steamers I, LLC at 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Manager, less than 1hr per Month. Investment Holding Company 8. LDA Silver Pointe, LLC 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Manager, less than 1 hr. per Month. Investment Holding Company 9. C&S Family Investment, LLC 30301 NW Hwy, Ste 200Farmington Hills, MI 48334, Manager; less than 1hr per Month. Investment Holding Company 10. NJ Real Estate Holdings 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334, Partner, less than 1hr per Month. Investment Holding Company 11. Northwestern Regents LLC 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Partner, less than 1hr per Month. Investment Holding Company 12. Pappas Family Investors, LLC 30301 NW Hwy, Ste 200 Farmington Hills, MI48334; Partner, less than 1hr per Month. Investment Holding Company 13. Norman A. & Susan L. Pappas Family Foundation 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Director, less than 1hr per Month 14. 1st & 16th Investors, LLC at 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Partner, less than 1 Hour per Month. Investment Holding Company 15. Lafayette Class A Partners, LLC at 7457 Franklin Road, Suite 200 Bloomfield Hills, MI 48301; Partner, less than 1hr per Month. Investment Holding Company. 16. Griswold Class A Acquisition Partners, LLC 3/12/19, 853 Nettles Blvd., Jenson Beach, FL 64957; Investment Holding Company 17. AK Investors, LLC1/30/19 at 380 North Old Woodward, #120, Birmingham, MI 48009; Partner, less than 1hr per Month. Investment Holding Company. 18. Gratiot Acquisition Partners, LLC 11/1/19 at 30301 NW Hwy, Ste 200 Farmington Hills, MI 48334; Partner, less than 1 Hour per Month. Investment Holding Company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Arthur Pappas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2006 - Present

THE ENTERPRISE INVESTMENT COMPANY

Office #1: 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334

RIA

CRD#: 116889

Farmington Hills, MI

Current

October 17, 1990 - Present

THE ENTERPRISE SECURITIES COMPANY

Office #1: 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334Office #2: 30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334

CRD#: 26598

Farmington Hills, MI

Past

May 22, 1989 - December 31, 1990

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 16, 1986 - November 5, 1990

OGILVIE SECURITY ADVISORS CORPORATION

CRD#: 10105

CHICAGO, IL

Past

December 19, 1985 - July 8, 1986

NOREQ SECURITIES CORPORATION

CRD#: 8267

Past

January 6, 1971 - July 22, 1985

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ENTERPRISE INVESTMENT COMPANY

PAPPAS FINANCIAL | THE ENTERPRISE INVESTMENT COMPANY

CRD#: 116889 / SEC#: 801-103471

RIA

Registered Investment Advisory firm - (7/24/2015 Approved)

Florida

Registered Investment Advisory firm - (11/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (8/26/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/12/2016)

Arizona
(6/10/2004)

California
(4/21/2005)

Colorado
(11/24/2015)

Florida
(4/28/2004)

Georgia
(11/29/2016)

Illinois
(6/7/2007)

Maryland
(9/30/2021)

Michigan
(8/10/1992)

IAR

Michigan
(5/26/2010)

Minnesota
(11/3/2022)

Nevada
(4/20/2020)

New Jersey
(11/18/2015)

New York
(1/20/2010)

North Carolina
(8/18/2023)

Ohio
(3/26/2002)

Oregon
(12/19/2013)

Pennsylvania
(10/9/2018)

South Carolina
(10/8/2021)

Tennessee
(1/15/2016)

Texas
(5/27/2022)

Utah
(11/5/2015)

Virginia
(7/27/2017)

Washington
(12/8/2016)

West Virginia
(6/5/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

THE ENTERPRISE INVESTMENT COMPANY

PAPPAS FINANCIAL | THE ENTERPRISE INVESTMENT COMPANY

CRD#: 116889 / SEC#: 801-103471

RIA

Registered Investment Advisory firm - (7/24/2015 Approved)

Florida

Registered Investment Advisory firm - (11/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (8/26/2015 Terminated)

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Contact information

Main Address

30301 Northwestern Highway Suite 200, Farmington Hills, MI 48334

Mailing Address

Phone number

(248) 539-8282

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENTERPRISE INVESTMENT CO. FORM ADV PART 2 (8/28/2025)

Regulatory assets under management

Total Number of Accounts	1,027
AUM (Assets Under Management)	$ 479,569,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Norman A. Pappas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Arthur Pappas's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ENTERPRISE SECURITIES COMPANY

MUTUAL SERVICE CORPORATION

OGILVIE SECURITY ADVISORS CORPORATION

NOREQ SECURITIES CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

THE ENTERPRISE INVESTMENT COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2004

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 10/30/2006

Series 1

Date: 12/31/1970

Series 14

Date: 1/2/2023

Series 24

Date: 7/27/1987

FINRA

Current Firm

THE ENTERPRISE INVESTMENT COMPANY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE ENTERPRISE INVESTMENT COMPANY

TRUST BUT VERIFY

Contact information

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