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Find, Compare and Monitor Financial Advisors at PENTEGRA DISTRIBUTORS INC.

CRD#: 26249
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PENTEGRA DISTRIBUTORS INC. is located at 701 Westchester Avenue Suite 320e, White Plains, NY 10604 and was first established at Woodbridge, Delaware in 05/25/1989. After operating for 37 years, PENTEGRA DISTRIBUTORS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PENTEGRA DISTRIBUTORS INC.’s clients are individuals and 0% of their clients are high net worth individuals. PENTEGRA DISTRIBUTORS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PENTEGRA DISTRIBUTORS INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PENTEGRA DISTRIBUTORS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PENTEGRA DISTRIBUTORS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PENTEGRA DISTRIBUTORS INC. Comes From

Understanding the Statistics for PENTEGRA DISTRIBUTORS INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
701 Westchester Avenue Suite 320e, White Plains, NY 10604
Mailing Address
701 Westchester Avenue Suite 320e, White Plains, NY 10604
Firm Size
Small
Phone Number
(914) 821-9554
Established
Delaware since 05/25/1989
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PENTEGRA SERVICES INC.PARENT COMPANY
ERNST, LARS GERHARDDIRECTOR, VP AND CCO5197938
FINNEGAN, KEVIN ODIRECTOR
WIETSMA, ERIC HANSDIRECTOR AND PRESIDENT3167584

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Advisor's working at PENTEGRA DISTRIBUTORS INC.

SH

Stephen A Hughes

IAR
RR
CRD#: 2298833
Location:
White Plains, NY 10604-3805
Company:
PENTEGRA INVESTORS, INC.
Disclosures:
Experience:
33 years
View Profile
RM

Regina Angela Montrony

Maria Regina Verzosa, Regina Angela Verzosa
IAR
RR
CRD#: 4615456
Location:
White Plains, NY 10604-3805
Company:
PENTEGRA INVESTORS, INC.
Disclosures:
Experience:
21 years
View Profile
MC

Maegen Emily Chaudry

Maegen Emily Glick, Meg Glick
IAR
RR
CRD#: 5556813
Location:
White Plains, NY 10604-3805
Company:
PENTEGRA INVESTORS, INC.
Disclosures:
Experience:
17 years
View Profile
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