Lars G. Ernst
Professional summary
Lars Gerhard Ernst, who also goes by Lars Ernst, is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Lars is registered as a RR (Registered Representative) and started their career in finance in 2010. Lars has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lars Gerhard Ernst's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2015 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484Office #2: 701 Westchester Avenue Suite 320e, White Plains, NY 10604July 26, 2010 - April 6, 2015
AURIA SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2015)
(2/1/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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