Tina M. Downing
Professional summary
Tina Marie Downing, who also goes by Tina Marie Campbell, Tina M Ennis, Tina Marie Ennis, Tina Marie Goodman, is a registered financial advisor currently at RUSSELL INVESTMENTS located in St Charles, Missouri and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Seattle, Washington.
Tina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Tina has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tina Marie Downing's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2018 - Present
RUSSELL INVESTMENTS
October 19, 2018 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
Office #1: 401 Union St 18th Floor, Seattle, WA, 98101August 24, 2016 - July 31, 2018
AST INVESTMENT SERVICES, INC.
August 24, 2016 - July 31, 2018
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 1, 2009 - August 11, 2016
MORGAN STANLEY
June 1, 2009 - August 11, 2016
MORGAN STANLEY
June 15, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 25, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 27, 1997 - June 19, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 12, 1991 - April 28, 1997
CHARLES SCHWAB & CO., INC.
June 20, 1991 - June 28, 1991
UBS FINANCIAL SERVICES INC.
July 18, 1989 - August 6, 1990
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2018)
(10/25/2018)
(11/5/2018)
(10/25/2018)
(10/22/2018)
(10/29/2018)
(10/24/2018)
(12/20/2018)
(10/31/2018)
(10/29/2018)
(10/25/2018)
(11/9/2018)
(10/19/2018)
(10/25/2018)
(10/24/2018)
(10/24/2018)
(11/5/2018)
(10/30/2018)
(11/5/2018)
(10/22/2018)
(10/23/2018)
(10/23/2018)
(10/29/2018)
(10/26/2018)
(10/23/2018)
(10/23/2018)
(10/23/2018)
(10/25/2018)
(10/24/2018)
(10/31/2018)
(10/29/2018)
(11/1/2018)
(11/2/2018)
(10/30/2018)
(10/22/2018)
(10/30/2018)
(10/21/2018)
(10/24/2018)
(10/22/2018)
(10/24/2018)
(10/25/2018)
(10/29/2018)
(10/25/2018)
(10/25/2018)
(10/30/2018)
(10/22/2018)
(10/26/2018)
(10/19/2018)
(10/24/2018)
(10/24/2018)
(11/8/2018)
(10/22/2018)
(10/24/2018)
Exams
Series 8
Date: 10/6/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
