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FIRM PROFILE
Overview
THINKEQUITY LLC is located at 17 State Street, 41st Floor, New York, NY 10004 and was first established at New York, Delaware in 08/13/2021. After operating for 4 years, THINKEQUITY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THINKEQUITY LLC’s clients are individuals and 0% of their clients are high net worth individuals. THINKEQUITY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THINKEQUITY LLC are registered to handle securities or provide financial advice. The firm has 10 disclosures, 8 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THINKEQUITY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THINKEQUITY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THINKEQUITY LLC Comes From
Understanding the Statistics for THINKEQUITY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
17 State Street 41st Floor, New York, NY, 10004
17 State Street 41st Floor, New York, NY, 10004
Small
(212) 732-8500
Delaware since 08/13/2021
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| JAIGOBIND, RAMNARAIN JOSEPH JR | CHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL | 2273469 | |
| FORDHAM HOLDING GROUP, INC. | SHAREHOLDER | ||
| BAQUET, EDWARD MANUEL | OPTIONS PRINCIPAL | 4986983 | |
| BAQUET, WILLIAM | GENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER | 1332676 | |
| BOYLE, BRUCE | COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1796066 | |
| CHOUDHARY, CHIRAG | HEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES | 4534379 | |
| GIORDANO, CHARLES FRANCIS | MANAGING DIRECTOR, GENERAL PRINCIPAL | 2124257 | |
| HENDERSON, PHYLLIS ANNE | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, NYSE GP, NYSE GS | 1343053 | |
| HILDER, DAVID BRUCE | SUPERVISORY ANALYST, RESEARCH PRINCIPAL | 2178978 | |
| KRIM, ALAN MITCHELL | CFO, FINOP, NYSE FI | 2785337 | |
| KUMAR, ASHOK | MANAGING DIRECTOR, RESEARCH | 2374960 | |
| LORD, ERIC | HEAD OF INVESTMENT BANKING | 5232206 | |
| MANCUSO, PETER VINCENT | MANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR | 2357435 | |
| MANGAN, KEVIN ROBERT | MANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE | 5365766 | |
| MOHAMMED, SABRINA JASMINE | FINOP | 7151560 | |
| QUARTUCCIO, PHILIP PAUL | MANAGING DIRECTOR, HEAD OF GLOBAL TRADING | 2397864 | |
| ROTHBAUM, SCOTT | SUPERVISOR - SALES | 5237026 | |
| SINGER, JEFFREY DAVID | HEAD OF DEBT CAPITAL MARKETS | 4829339 | |
| SKOP, CRAIG MICHAEL | S-24 SUPERVISOR - CORPORATE ACCESS | 2301924 |
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Advisor's working at THINKEQUITY LLC
David Scott Heiserman
William Baquet
Bruce Boyle
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