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CRD#: 19586
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GOLDEN EAGLE SECURITIES, INC. is located at 845 United Nations Plaza Suite 19f, New York, NY 10017 and was first established at New York, Florida in 03/17/1987. After operating for 39 years, GOLDEN EAGLE SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GOLDEN EAGLE SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GOLDEN EAGLE SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GOLDEN EAGLE SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 5 disclosures, 3 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GOLDEN EAGLE SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GOLDEN EAGLE SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for GOLDEN EAGLE SECURITIES, INC. Comes From

Understanding the Statistics for GOLDEN EAGLE SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Arbitration
2

FIRM INFORMATION

Main Address
845 United Nations Plaza Suite 19f, New York, NY 10017
Mailing Address
845 United Nations Plaza Suite 19f, New York, NY 10017
Firm Size
Small
Phone Number
(929) 231-0427
Established
Florida since 03/17/1987
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GOLDEN EAGLE CAPITAL ADVISORS, INC.SHAREHOLDER173811
MANZATI, MAURIZIOCEO/CCO/POO6485138
SAMSON, EDWARD GREGORYFINOP/PFO2041321

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at GOLDEN EAGLE SECURITIES, INC.

MM

Maurizio Manzati

IAR
RR
CRD#: 6485138
Location:
Dubai 53867
Company:
GOLDEN EAGLE CAPITAL ADVISORS, INC.
Disclosures:
Experience:
8 years
View Profile
DM

David Leroy Mcconico

RR
CRD#: 1858170
Location:
New York, NY 10017
Company:
GOLDEN EAGLE SECURITIES, INC.
Disclosures:
Experience:
10 years
View Profile
ES

Edward Gregory Samson

Edward G Samson, Edward Gregory Samson Mr., Edward Gregory Samson
RR
CRD#: 2041321
Location:
Sausalito, CA 94965
Company:
POLYGON CAPITAL ADVISORS, LLC
Disclosures:
Experience:
30 years
View Profile
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