MM
Maurizio Manzati
GOLDEN EAGLE CAPITAL ADVISORS
Dubai, 53867
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CRD#: 6485138
MM
Professional summary
Maurizio Manzati is a registered financial advisor currently at GOLDEN EAGLE CAPITAL ADVISORS, INC. and GOLDEN EAGLE SECURITIES, INC. located in New York, New York.
Maurizio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Maurizio has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Emintad FZ-LC, Auroral Tower, Office 1307, Dubai, Investment related, Started in 2008, Fund Management, International Fund Raising, Managing Director and 100% Owner, 12 Hours per week, none during trading hours 2. Golden Eagle Capital Advisors, 845 3rd Ave, 6th Fl, New York, NY 10022, Investment related, Started in 2015, SEC Registered Investment Adviser, CEO, President and 100% Owner, 15 Hours per week, none during trading hours 3. The Hudson Legacy LP, Hedge Fund, General Partner. Inactive
CRS (Client Relationship Summary) - RIA
Click below to view Maurizio Manzati's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2019 - Present
GOLDEN EAGLE CAPITAL ADVISORS, INC.
Office #1: Aurora Tower Office 1307, Dubai 53867RIA
CRD#: 173811
Dubai,
Current
August 8, 2022 - Present
GOLDEN EAGLE SECURITIES, INC.
Office #1: 845 United Nations Plaza, Suite 19f, New York, NY 10017BD
CRD#: 19586
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GE
GOLDEN EAGLE CAPITAL ADVISORS, INC.
EMINTAD L.L.C. | GOLDEN EAGLE CAPITAL ADVISORS, INC.
CRD#: 173811 / SEC#: 801-96261
RIA
Registered Investment Advisory firm - (5/20/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(12/6/2024)
IAR
District of Columbia(3/11/2019)
RR
Florida(8/8/2022)
RR
Michigan(8/16/2025)
RR
New York(8/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 6/16/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 4/28/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 79TO
Date: 8/8/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GE
GOLDEN EAGLE CAPITAL ADVISORS, INC.
EMINTAD L.L.C. | GOLDEN EAGLE CAPITAL ADVISORS, INC.
CRD#: 173811 / SEC#: 801-96261
RIA
Registered Investment Advisory firm - (5/20/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Aurora Tower Office 1307, Dubai 53867
Mailing Address
845 Third Avenue 6th Floor, New York, NY 10022
Phone number
+97144484674
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 63,742,082 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLDEN EAGLE CAPITAL ADVISORS, INC.
CRD#: 173811Dubai 53867TRUST BUT VERIFY
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