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FIRM PROFILE
Overview
JOHNSON RICE & COMPANY L.L.C. is located at 639 Loyola Avenue-ste 2775, New Orleans, LA 70113-7105 and was first established at New Orleans, Louisiana in 06/01/1987. After operating for 39 years, JOHNSON RICE & COMPANY L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JOHNSON RICE & COMPANY L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. JOHNSON RICE & COMPANY L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JOHNSON RICE & COMPANY L.L.C. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 7 being regulatory events, 1 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JOHNSON RICE & COMPANY L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JOHNSON RICE & COMPANY L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for JOHNSON RICE & COMPANY L.L.C. Comes From
Understanding the Statistics for JOHNSON RICE & COMPANY L.L.C. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
639 Loyola Avenue-ste 2775, New Orleans, LA 70113-7105
639 Loyola Avenue-ste 2775, New Orleans, LA 70113
Small
(504) 584-1229
Louisiana since 06/01/1987
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CHARBONNET, JOSEPH STOREY | MEMBER/SALES MANAGER | 2456551 | |
| CULICCHIA, LEONARD PETER | MEMBER | 1912845 | |
| CUMMINGS, JOSHUA CRAIG | MEMBER/HEAD OF CORPORATE FINANCE | 2971569 | |
| NALTY, MORGAN SHAW | MEMBER | 1849366 | |
| ROWAN, JOHN FORNEY JR | MEMBER | 2262387 | |
| SHERIDAN, MARK | MEMBER | 2316138 | |
| VARISCO JR, PAUL JOSEPH | MEMBER | 4376671 | |
| VARISCO, VINNIE RAMEL | MEMBER/HEAD OF TRADING | 2707435 | |
| CUMMINGS, CLAYTON PAUL | MEMBER | 4897142 | |
| GREEN, GEORGE ROBBERT | MEMBER | 1090141 | |
| GUNDLACH, MARK LEWIS | MEMBER | 3100859 | |
| MALLOY, MARTIN WHITTIER | MEMBER/HEAD OF RESEARCH/CHIEF FINANCIAL OFFICER | 2423461 | |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 1182101 | |
| MEADE, CHARLES ARTHUR | MEMBER | 5587028 | |
| SEREMET, JOSEPH JOHN III | MEMBER | 4990513 |
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Advisor's working at JOHNSON RICE & COMPANY L.L.C.
Joseph Storey Charbonnet
Chadwick Kenneth Landry
Mark Lewis Gundlach
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