MG
Mark L. Gundlach
COVINGTON INVESTMENT MANAGEMENT
New Orleans, LA 70113
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CRD#: 3100859
MG
Professional summary
Mark Lewis Gundlach is a registered financial advisor currently at COVINGTON INVESTMENT MANAGEMENT, LLC located in New Orleans, Louisiana and GREEN TURTLE CAPITAL MANAGEMENT, LLC located in New Orleans, Louisiana.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWN 30% OF COVINGTON INVESTMENT MGMT LLC. WHICH IS THE GENERAL PTR OF COVINGTON PARTNERS LP. BOTH ARE INVESTMENT RELATED. THE ADDRESS FOR BOTH IS 639 LOYOLA AVE, SUITE 2775, NOLA 70113. MY START DATE WITH COVINGTON INVESTMENT MGMT LLC IS DECEMBER 2005. THE BUSINESS PROMOTES THE INVESTMENT OBJECTIVES OF COVINGTON PARTNERS LP TO ACHIEVE MAXIMUM CAPITAL APPRECIATION THROUGH TIMELY INVESTING IN SECURITIES. DEVOTE 40 HRS/MTH TO COVINGTON INVESTMENT MGMT LLC WITH APPROX 20 HRS/MTH DURING MKT HOURS. GREEN TURTLE, 639 LOYOLA, STE 2775 NOLA 70113, HEDGE FUND, AGENT OF SERVICE SINCE 8/2000. DEVOTE 10 HRS/MTH DURING MARKET HRS. RECEIVE BONUS PERIODICALLY. KOG INVESTMENTS, LLC, REAL ESTATE PROPERTY INVESTMENT, NOT INVESTMENT RELATED, NOT COMPENSATED DEVOTE ZERO HOURS. GUNDLACH PROPERTIES, LLC OWNER SINCE 5/10/07, UNDEVELOPED RAW LAND FOR TIMBER, NOT INVESTMENT RELATED, NOT COMPENSATED, DEVOTE 25 HRS/YR, 0 DURING MKT HRS. Alexander 207 LLC, 220 Dahlia, Metairie, LA 70005, Owner/Manager since 5/22/19, Condo in Florida, 100% ownership interest, not investment related, will devote zero hours.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2012 - Present
COVINGTON INVESTMENT MANAGEMENT, LLC
Office #1: 639 Loyola Avenue Suite 2775, New Orleans, LA 70113RIA
CRD#: 160430
New Orleans, LA
Current
August 15, 2012 - Present
GREEN TURTLE CAPITAL MANAGEMENT, LLC
Office #1: 639 Loyola Avenue Suite 2775, New Orleans, LA 70113RIA
CRD#: 160431
New Orleans, LA
Current
October 27, 1998 - Present
JOHNSON RICE & COMPANY L.L.C.
Office #1: 639 Loyola Avenue Suite 2775, New Orleans, LA 70113BD
CRD#: 19524
New Orleans, LA
Past
August 15, 2012 - December 31, 2023
COVINGTON INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 160430
NEW ORLEANS, LA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(10/30/1998)
RR
Louisiana(10/28/1998)
IAR
Louisiana(6/29/2012)
RR
New York(10/30/1998)
RR
North Carolina(10/30/1998)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
GT
GREEN TURTLE CAPITAL MANAGEMENT, LLC
GREEN TURTLE CAPITAL MANAGEMENT, LLC
CRD#: 160431 / SEC#:
Louisiana
Registered Investment Advisory firm - (8/15/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
639 Loyola Avenue Suite 2775, New Orleans, LA 70113
Mailing Address
Phone number
(504) 584-1228
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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Company Information
GREEN TURTLE CAPITAL MANAGEMENT, LLC
CRD#: 160431New Orleans, LA 70113TRUST BUT VERIFY
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