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JC

Jane K. Carten

SATURNA BROKERAGE SERVICES,
BELLINGHAM, WA 98225-4730
Some features on this profile are disabled
CRD#: 2929087
JC

Professional summary

Jane Kaiser Carten, who also goes by Jane Markell Kaiser, is a registered financial professional currently at SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington.

Jane is registered as a RR (Registered Representative) and started their career in finance in 1998. Jane has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jane Markell Kaiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jane Kaiser Carten's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 1998 - Present

SATURNA BROKERAGE SERVICES, INC

Office #1: 1300 N. State Street, Bellingham, WA 98225-4730Office #2: 1300 N. State St., Bellingham, WA 98225
BD
CRD#: 18437
BELLINGHAM, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nevada
(2/19/2016)
RR
Washington
(7/13/1998)

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/26/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/31/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SB
SATURNA BROKERAGE SERVICES, INC
INVESTORS NATIONAL CORPORATION | SATURNA BROKERAGE SERVICES, INC | INVESTORS NORTHWEST, INC.

CRD#: 18437 / SEC#: , 8-36558

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1300 N. State Street, Bellingham, WA 98225-4730
Mailing Address
1300 N. State Street, Bellingham, WA 98225-4730
Phone number
(360) 734-1266
Established
Washington since 07/21/1986
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATURNA CAPITAL CORPORATION100% OWNER
CARTEN, JANE KAISERDIRECTOR2929087
CARTEN, JANE KAISERCEO AND PRESIDENT2929087
FANKHAUSER, CHRISTOPHER REEDCOO2857015
FANKHAUSER, CHRISTOPHER REEDDIRECTOR2857015
HANNA, KALEN MARTINCFO5710886
HANNA, KALEN MARTINTREASURER5710886
HANNA, KALEN MARTINDIRECTOR5710886
STEWART, JACOB ANDREWCCO AND AML OFFICER5456089

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SATURNA BROKERAGE SERVICES, INC

CRD#: 18437Bellingham, WA 98225-4730

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