Meredith F. Henning
Professional summary
Meredith Farwell Henning, who also goes by Meredith (no Middle Name) Briggle, Meredith Nmn Briggle, Meredith (no Middle Name) Farwell, Meredith Farwell, Meredith Farwell Henning, Meredith Henning, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Meredith is registered as a RR (Registered Representative) and started their career in finance in 2001. Meredith has worked at 28 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Meredith Farwell Henning's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2022 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102April 5, 2022 - December 20, 2024
PRUCO SECURITIES, LLC.
June 25, 2021 - March 11, 2022
ORBIS INVESTMENTS (U.S.), LLC
July 16, 2020 - March 11, 2022
QUASAR DISTRIBUTORS, LLC
May 16, 2019 - March 11, 2022
PARNASSUS FUNDS DISTRIBUTOR, LLC
June 7, 2018 - March 11, 2022
FORESIDE FINANCIAL SERVICES, LLC
December 7, 2017 - March 11, 2022
SMEAD FUNDS DISTRIBUTORS, LLC
June 9, 2015 - March 11, 2022
COMPASS DISTRIBUTORS, LLC
January 2, 2013 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
January 2, 2013 - June 23, 2020
FORESIDE ASSOCIATES, LLC
January 2, 2013 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
January 2, 2013 - March 11, 2022
STERLING CAPITAL DISTRIBUTORS, LLC
January 2, 2013 - March 11, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
January 2, 2013 - March 11, 2022
MGI FUNDS DISTRIBUTORS, LLC
January 2, 2013 - March 11, 2022
FUNDS DISTRIBUTOR, LLC
January 2, 2013 - March 11, 2022
FORESIDE GLOBAL SERVICES, LLC
January 2, 2013 - March 11, 2022
FORESIDE FUNDS DISTRIBUTORS LLC
January 2, 2013 - March 11, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
July 16, 2012 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
May 11, 2012 - October 16, 2012
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
January 4, 2012 - March 11, 2022
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
April 28, 2010 - March 11, 2022
FORESIDE INVESTMENT SERVICES, LLC
January 8, 2010 - March 11, 2022
IMST DISTRIBUTORS, LLC
August 26, 2009 - March 11, 2010
FORESIDE PLAZA DISTRIBUTORS, LLC
June 7, 2005 - March 11, 2022
FORESIDE FUND SERVICES, LLC
November 7, 2002 - June 1, 2005
DWS DISTRIBUTORS, INC.
March 15, 2001 - July 23, 2002
STARFN
February 28, 2001 - September 7, 2001
BLUESUIT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2022)
(4/5/2022)
(4/5/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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