Daniel L. Sullivan
Professional summary
Daniel Lawrence Sullivan, CFP®, who also goes by Daniel Lawrence Sulivan, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Hernando, Florida and TRUIST INVESTMENT SERVICES, INC. located in Beverly Hills, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Lawrence Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2525 N Forest Ridge Blvd Fl 1, Hernando, FL 34442February 1, 1999 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3643 N Lecanto Hwy, Beverly Hills, FL 34465Office #2: 2525 N Forest Ridge Blvd, Hernando, FL 34442Office #3: 11704 Us Highway 301, Dade City, FL 33525Office #4: 9551 S Suncoast Blvd, Homosassa, FL 34446February 1, 1999 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 20, 1998 - February 4, 1999
RETIREMENT FOUNDATIONS, INC.
June 25, 1997 - January 14, 1998
AMSOUTH INVESTMENT SERVICES, INC.
August 16, 1996 - July 7, 1997
IDS LIFE INSURANCE COMPANY
August 16, 1996 - July 7, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
April 26, 1996 - October 28, 1996
EQUITY SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2019)
(8/3/2022)
(2/1/1999)
(9/13/2016)
(3/22/2019)
(9/24/2020)
(6/12/2024)
(6/12/2024)
(8/10/2023)
(12/8/2023)
(2/4/2020)
(8/12/2025)
(12/1/2020)
(12/2/2019)
(4/16/2007)
(3/25/2019)
(6/3/2019)
(8/27/2018)
(9/15/2021)
(6/25/2019)
(8/8/2013)
(4/4/2022)
(11/15/2018)
(11/18/2019)
(1/28/2020)
(5/16/2023)
(6/14/2023)
(11/25/2024)
(3/29/2017)
(6/12/2024)
(10/17/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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