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CRD#: 174708
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

YR SECURITIES LLC is located at 309 W Bute St, Norfolk, VA 23510 and was first established at Philadelphia, Virginia in 05/05/2017. After operating for 8 years, YR SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of YR SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. YR SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at YR SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access YR SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at YR SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for YR SECURITIES LLC Comes From

Understanding the Statistics for YR SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
309 W Bute St, Norfolk, VA 23510
Mailing Address
309 W Bute St, Norfolk, VA 23510
Firm Size
Small
Phone Number
(757) 961-0067
Established
Virginia since 05/05/2017
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ROACH, WILLIAM TERRIALOWNER, PRINCIPAL, CEO, FINOP4414814
NELSON, JENNIFER LEEOWNER, PRINCIPAL, CCO, AMLCO5361875

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at YR SECURITIES LLC

WR

William Terrial Roach JR

Bill Roach, William Terrial Roach, Bill Roach
IAR
RR
CRD#: 4414814
Location:
Norfolk, VA 23510
Company:
DOMINION CAPITAL WEALTH ADVISORS
Disclosures:
Experience:
24 years
View Profile
JN

Jennifer Lee Nelson

Jennifer Lee Morelen
IAR
RR
CRD#: 5361875
Location:
Norfolk, VA 23510
Company:
DOMINION CAPITAL WEALTH ADVISORS
Disclosures:
Experience:
18 years
View Profile
LF

Louis Renshaw Fortier JR

Louis Renshaw Fortier, Ren Fortier Jr
RR
CRD#: 1291732
Location:
Norfolk, VA 23510
Company:
YR SECURITIES LLC
Disclosures:
Experience:
41 years
View Profile
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