Jennifer L. Nelson

DOMINION CAPITAL WEALTH ADVISORS

Norfolk, VA 23510

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CRD#: 5361875

Professional summary

Jennifer Lee Nelson, who also goes by Jennifer Lee Morelen, is a registered financial advisor currently at DOMINION CAPITAL WEALTH ADVISORS located in Norfolk, Virginia and YR SECURITIES LLC located in Norfolk, Virginia.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jennifer has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 14, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Lee Morelen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YR Securities. 309 W Bute St, NORFOLK, VA;80 HOURS, NOVEMBER 2014 - 25% OWNER, FINRA MEMBER FIRM WWI LLC. 7309 W Bute St, SUITE 105, NORFOLK, VA;80 HOURS, NOVEMBER 2014 - 25% OWNER, Investment advisory firm DCP WEALTH (DBA: DOMINION CAPITAL PARTNERS)711 W 21ST STREET NORFOLK VA, 5 HOURS, MAY 2010, EMPLOYEE, HOLDING COMPANY FOR MAIN BUILDING LEASE AND ASSOCIATED EXPENSES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lee Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2015 - Present

DOMINION CAPITAL WEALTH ADVISORS

Office #1: 309 W Bute St, Norfolk, VA 23510

RIA

CRD#: 174030

Norfolk, VA

Current

September 28, 2015 - Present

YR SECURITIES LLC

Office #1: 309 W Bute St, Norfolk, VA 23510Office #2: 309 W Bute St, Norfolk, VA 23510

CRD#: 174708

Norfolk, VA

Past

May 12, 2010 - June 24, 2015

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

NORFOLK, VA

Past

May 10, 2010 - June 24, 2015

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

NORFOLK, VA

Past

September 3, 2007 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 104028

NORFOLK, VA

Past

August 3, 2007 - May 12, 2010

MICG INVESTMENT MANAGEMENT, LLC

CRD#: 104028

NORFOLK, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(3/4/2025)

IAR

Virginia
(6/24/2015)

Virginia
(10/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/6/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/2/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 51

Date: 7/29/2015

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DOMINION CAPITAL WEALTH ADVISORS

DOMINION CAPITAL | WWI LLC | WWI INC | DOMINION CAPITAL WEALTH ADVISORS

CRD#: 174030 / SEC#:

Texas

Registered Investment Advisory firm - (11/29/2017 Terminated)

Virginia

Registered Investment Advisory firm - (6/24/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

309 W Bute St, Norfolk, VA 23510

Mailing Address

Phone number

(757) 961-0067

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 58,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lee Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

YR SECURITIES LLC

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

MICG INVESTMENT MANAGEMENT, LLC

MICG INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2007

SIE

Date: 10/1/2018

Series 31

Date: 4/6/2009

Series 7

Date: 8/2/2007

Series 14

Date: 1/2/2023

Series 51

Date: 7/29/2015

Series 24

Date: 3/10/2015

FINRA

Current Firm

DOMINION CAPITAL WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOMINION CAPITAL WEALTH ADVISORS

TRUST BUT VERIFY

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