Jack B. Repa

FROST INVESTMENT SERVICES

HOUSTON, TX 77056

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CRD#: 2558740

Professional summary

Jack Brandon Repa, who also goes by Jack B Repa, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Houston, Texas and FROST BROKERAGE SERVICES, INC. located in Houston, Texas.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jack has worked at 12 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 87, Series 7, Series 6, Series 14, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack B Repa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Brandon Repa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2022 - Present

FROST INVESTMENT SERVICES

Office #1: 1700 Post Oak Blvd Ste 120, Houston, TX 77056

RIA

CRD#: 286129

HOUSTON, TX

Current

November 18, 2022 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 1700 Post Oak Blvd, Houston, TX 77056

CRD#: 17465

HOUSTON, TX

Past

November 25, 2014 - November 4, 2022

GFS ADVISORS LLC

RIA

CRD#: 143110

HOUSTON, TX

Past

November 25, 2014 - November 4, 2022

GLOBAL FINANCIAL SERVICES, L.L.C.

CRD#: 35699

HOUSTON, TX

Past

May 2, 2011 - January 27, 2014

USCA RIA LLC

RIA

CRD#: 152170

HOUSTON, TX

Past

May 2, 2011 - January 27, 2014

USCA SECURITIES LLC

CRD#: 103789

HOUSTON, TX

Past

April 14, 2010 - May 2, 2011

SANDERS MORRIS LLC

RIA

CRD#: 20580

HOUSTON, TX

Past

April 14, 2010 - May 2, 2011

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

September 6, 2006 - May 13, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

September 28, 2005 - May 13, 2009

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

September 24, 2004 - September 27, 2005

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 3, 2002 - September 22, 2004

PINEBRIDGE SECURITIES LLC

CRD#: 5967

NEW YORK, NY

Past

August 29, 1997 - January 2, 2002

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

September 26, 1996 - August 22, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 1, 1994 - September 24, 1996

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(11/18/2022)

IAR

Texas
(11/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/25/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 87

Date: 2/3/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/18/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 8/21/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/11/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

111 West Houston Street, San Antonio, TX 78205

Mailing Address

Po Box 2538, San Antonio, TX 78299

Phone number

(210) 220-5000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,179
AUM (Assets Under Management)	$ 2,976,654,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jack B. Repa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Brandon Repa's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST BROKERAGE SERVICES, INC.

GFS ADVISORS LLC

GLOBAL FINANCIAL SERVICES, L.L.C.

USCA RIA LLC

USCA SECURITIES LLC

SANDERS MORRIS LLC

SANDERS MORRIS LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

AMERICAN GENERAL SECURITIES INCORPORATED

PINEBRIDGE SECURITIES LLC

AMERICAN GENERAL SECURITIES INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

FROST INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2006

Series 63

Date: 10/9/1996

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/25/2011

Series 87

Date: 2/3/2006

Series 7

Date: 12/18/1996

Series 6

Date: 11/30/1994

Series 14

Date: 1/2/2023

Series 4

Date: 8/21/2007

Series 53

Date: 11/11/2005

Series 24

Date: 1/16/2001

FINRA

Current Firm

FROST INVESTMENT SERVICES

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT SERVICES

TRUST BUT VERIFY

Contact information

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