Jason P. Fink
Professional summary
Jason Peter Fink, who also goes by Jason Fink, is a registered financial professional currently at FEARNLEY SECURITIES located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Peter Fink's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2015 - Present
FEARNLEY SECURITIES
Office #1: 885 Third Avenue 26th Floor, New York, NY 10022Office #2: 885 Third Avenue 26th Floor, New York, NY 10022March 20, 2012 - January 30, 2014
KBC SECURITIES USA LLC
February 28, 2011 - March 2, 2012
SWEDBANK SECURITIES US, LLC
May 1, 2006 - March 10, 2011
KBC SECURITIES USA LLC
April 15, 2004 - June 10, 2004
LAZARD FRERES & CO. LLC
October 12, 1998 - September 19, 2002
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2017)
(2/25/2016)
(3/8/2018)
(3/14/2016)
(5/24/2016)
(9/13/2017)
(4/3/2018)
(6/23/2016)
(3/28/2018)
(5/15/2018)
(3/3/2016)
(2/7/2017)
(2/25/2016)
(2/25/2016)
(4/26/2017)
(1/9/2017)
(3/15/2016)
(9/22/2016)
(11/19/2015)
(3/23/2016)
(1/31/2018)
(12/20/2016)
(12/14/2016)
(2/21/2017)
(10/27/2020)
(3/23/2018)
(2/25/2016)
(2/12/2018)
(7/19/2017)
(1/13/2017)
(1/6/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/26/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
FEARNLEY SECURITIES
CRD#: 174133 / SEC#: , 8-69566
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| RASMUSSEN, JOACHIM | MEMBER OF THE BOARD OF DIRECTORS | 7498636 |
| ROETHER, CLAUDIUS | INVESTMENT BANKING PRINCIPAL | 7629018 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| VABO, RIKARD | MEMBER OF THE BOARD OF DIRECTORS | 7253168 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
Red Flags
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