FIND A SMEAD FUNDS DISTRIBUTORS, LLC FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at SMEAD FUNDS DISTRIBUTORS, LLC
Looking for a Financial Advisor at SMEAD FUNDS DISTRIBUTORS, LLC?
We have compiled every financial advisor who works at SMEAD FUNDS DISTRIBUTORS, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
SMEAD FUNDS DISTRIBUTORS, LLC is located at 190 Middle Street Suite 301, Portland, ME 04101 and was first established at Boston, Delaware in 07/24/2014. After operating for 11 years, SMEAD FUNDS DISTRIBUTORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SMEAD FUNDS DISTRIBUTORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SMEAD FUNDS DISTRIBUTORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SMEAD FUNDS DISTRIBUTORS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SMEAD FUNDS DISTRIBUTORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SMEAD FUNDS DISTRIBUTORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SMEAD FUNDS DISTRIBUTORS, LLC Comes From
Understanding the Statistics for SMEAD FUNDS DISTRIBUTORS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
190 Middle Street Suite 301, Portland, ME 04101
190 Middle Street Suite 301, Portland, ME 04101
Small
(866) 251-6920
Delaware since 07/24/2014
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | ||
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 | |
| EDELMAN, GABRIEL | SECRETARY | 6654419 | |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 | |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 | |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 | |
| SOMMERS, WESTON | CFO/FINOP | 5290145 | |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 2990648 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at SMEAD FUNDS DISTRIBUTORS, LLC
Teresa Maria Kazmierski Cowan
Susan Lorene La Fond
Kate Schendel Macchia
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
