Kate S. Macchia
Professional summary
Kate Schendel Macchia, who also goes by Kate Mcdonald, Kate Macchia, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine and IMST DISTRIBUTORS, LLC located in Portland, Maine.
Kate is registered as a RR (Registered Representative) and started their career in finance in 2005. Kate has worked at 26 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kate Schendel Macchia's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2013 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 29, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 10, 2014 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 18, 2014 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 5, 2015 - Present
ORBIS INVESTMENTS (U.S.), LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 7, 2017 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 7, 2018 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 27, 2018 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 27, 2019 - Present
NORTHERN FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 27, 2019 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 27, 2019 - Present
FORESIDE DISTRIBUTION SERVICES, L.P.
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 19, 2019 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101February 22, 2021 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 7, 2022 - Present
MGI FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 16, 2022 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 10, 2024 - Present
DISTRIBUTION SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101April 20, 2022 - October 11, 2022
FORESIDE INVESTMENT SERVICES, LLC
February 27, 2019 - May 1, 2020
BD COMPLIANCE SOLUTIONS, LLC
February 27, 2019 - June 23, 2020
FORESIDE ASSOCIATES, LLC
February 27, 2019 - November 29, 2023
COMPASS DISTRIBUTORS, LLC
June 7, 2018 - July 30, 2021
FORESIDE INVESTMENT SERVICES, LLC
June 17, 2013 - June 23, 2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC
October 4, 2011 - April 12, 2013
ALPS DISTRIBUTORS, INC.
August 3, 2010 - September 28, 2011
SANFORD C. BERNSTEIN & CO., LLC
April 1, 2010 - September 28, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 23, 2006 - March 29, 2010
FRANKLIN DISTRIBUTORS, LLC
February 14, 2005 - January 27, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DISTRIBUTION SERVICES, LLC
CRD#: 25938 / SEC#: , 8-42106
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | VP, CHIEF COMPLIANCE OFFICER | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DISTRIBUTION SERVICES, LLC
CRD#: 25938Portland, ME 04101TRUST BUT VERIFY
Monitor Kate Macchia
Get automatic monthly alerts on:
