Pasquale F. Tondi
Professional summary
Pasquale Francis Tondi is a registered financial professional currently at THALES CAPITAL PARTNERS LLC located in New York, New York.
Pasquale is registered as a RR (Registered Representative) and started their career in finance in 1994. Pasquale has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 14, Series 24, Series 30 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pasquale Francis Tondi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2015 - Present
THALES CAPITAL PARTNERS LLC
Office #1: 540 Madison Avenue 4th Floor, New York, NY 10022Office #2: 540 Madison Avenue 4th Floor, New York, NY 10022July 26, 2002 - August 29, 2012
NEWEDGE USA, LLC
February 15, 1994 - July 26, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2015)
Exams
Series 8
Date: 12/15/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
THALES CAPITAL PARTNERS LLC
CRD#: 172125 / SEC#: , 8-69498
Contact information
FINRA licenses (20 States and Territories)
Documents
Red Flags
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