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CRD#: 172024
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WALTON RE SECURITIES, LLC is located at 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258 and was first established at Denver, Delaware in 03/05/2014. After operating for 11 years, WALTON RE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WALTON RE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. WALTON RE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WALTON RE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WALTON RE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WALTON RE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WALTON RE SECURITIES, LLC Comes From

Understanding the Statistics for WALTON RE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Firm Size
Small
Phone Number
(480) 586-9258
Established
Delaware since 03/05/2014
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
WALTON INTERNATIONAL GROUP (S) PTE LTD.FOREIGN ENTITY
BARENBOIM, LEONARDCCO, AML OFFICER1523181
GEORGE, KENNETH RONALDPOO/CFO/FINOP2643369
HUBBARD, KATHLEENPRESIDENT5564316

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Advisor's working at WALTON RE SECURITIES, LLC

LB

Leonard Barenboim

Leonid Barenboim
IAR
RR
CRD#: 1523181
Location:
Staten Island, NY
Company:
IAFF-FC ADVISORS LLC
Disclosures:
Experience:
37 years
View Profile
LK

Lyndsey Renee Keller

Lyndsey Renee Fleming, Lyndsey Renee Harbuck, Lyndsey Renee Hermes
RR
CRD#: 4750169
Location:
Scottsdale, AZ 85258
Company:
WALTON RE SECURITIES, LLC
Disclosures:
Experience:
21 years
View Profile
KH

Kathleen Marie Hubbard

Kathleen Marie Czarnek, Katie Czarnek, Katie Hubbard, Kathleen Marie Hubbard, Katie Matteo, Kathleen Marie Grider
RR
CRD#: 5564316
Location:
Scottsdale, AZ 85258
Company:
WALTON RE SECURITIES, LLC
Disclosures:
Experience:
17 years
View Profile
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