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CRD#: 169719
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PREFERRED CAPITAL SECURITIES, LLC is located at 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327 and was first established at Atlanta, Georgia in 09/17/2013. After operating for 12 years, PREFERRED CAPITAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PREFERRED CAPITAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PREFERRED CAPITAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PREFERRED CAPITAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PREFERRED CAPITAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PREFERRED CAPITAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PREFERRED CAPITAL SECURITIES, LLC Comes From

Understanding the Statistics for PREFERRED CAPITAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327
Firm Size
Small
Phone Number
(855) 330-6594
Established
Georgia since 09/17/2013
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BADGER CREEK HOLDINGS, LLCSOLE OWNER
BEATON, DANIEL STEWARTFINOP4240769
GRABER, ERIC RYANPRESIDENT4576496
MCLEAN, CLAIRE ETHRIDGECHIEF OPERATIONS OFFICER7810116
SMALL, ORIT HEATHERCHIEF COMPLIANCE OFFICER2786459
SMITH, JEFFERY ALLENCHIEF EXECUTIVE OFFICER4039773

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Advisor's working at PREFERRED CAPITAL SECURITIES, LLC

BF

Brad Scott Fryer

Brad Fryer, Bradley Scott Fryer
RR
CRD#: 1612648
Location:
Tuscon, AZ
Company:
PREFERRED CAPITAL SECURITIES, LLC
Disclosures:
Experience:
39 years
View Profile
PZ

Peter Michael Zucco

Pete Michael Zucco, Peter Michael Zucco
RR
CRD#: 1723684
Location:
Atlanta, GA 30327
Company:
PREFERRED CAPITAL SECURITIES, LLC
Disclosures:
Experience:
29 years
View Profile
KH

Kenneth Louis Haley

RR
CRD#: 2239091
Location:
Atlanta, GA 30327
Company:
PREFERRED CAPITAL SECURITIES, LLC
Disclosures:
Experience:
33 years
View Profile
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