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FIRM PROFILE
Overview
CLEARPOOL EXECUTION SERVICES, LLC is located at 17 State Street, 38th Floor, New York, NY 10004 and was first established at New York, New York in 05/07/2013. After operating for 12 years, CLEARPOOL EXECUTION SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CLEARPOOL EXECUTION SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CLEARPOOL EXECUTION SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CLEARPOOL EXECUTION SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 19 disclosures, 19 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CLEARPOOL EXECUTION SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CLEARPOOL EXECUTION SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CLEARPOOL EXECUTION SERVICES, LLC Comes From
Understanding the Statistics for CLEARPOOL EXECUTION SERVICES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
17 State Street 38th Floor, New York, NY, 10004
17 State Street 38th Floor, New York, NY, 10004
Small
(212) 531-8500
New York since 05/07/2013
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at CLEARPOOL EXECUTION SERVICES, LLC
Kenneth William Doerr
Nicholas Palumbo
Chester Edmond Clark
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