AW
Ari Walisever
CLEARPOOL EXECUTION SERVICES
New York, NY 10036
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CRD#: 4425793
AW
Professional summary
Ari Walisever is a registered financial professional currently at CLEARPOOL EXECUTION SERVICES, LLC located in New York, New York and BMO CAPITAL MARKETS CORP. located in New York, New York.
Ari is registered as a RR (Registered Representative) and started their career in finance in 2001. Ari has worked at 14 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ari Walisever's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2026 - Present
CLEARPOOL EXECUTION SERVICES, LLC
Office #1: 151 West 42nd Street, New York, NY 10036BD
CRD#: 168490
New York, NY
Current
January 6, 2026 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036BD
CRD#: 16686
New York, NY
Past
April 19, 2024 - January 9, 2026
CF SECURED, LLC
BD
CRD#: 285841
New York, NY
Past
January 17, 2023 - January 9, 2026
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
September 13, 2021 - January 20, 2023
LIME TRADING CORP
BD
CRD#: 11826
NEW YORK, NY
Past
September 13, 2017 - September 20, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 22, 2014 - May 25, 2017
INSTINET, LLC
BD
CRD#: 7897
NEW YORK, NY
Past
September 22, 2009 - November 17, 2014
BLOOMBERG TRADEBOOK LLC
BD
CRD#: 40881
NEW YORK, NY
Past
November 17, 2006 - September 18, 2009
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
December 20, 2005 - September 29, 2006
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
NEW YORK, NY
Past
April 1, 2004 - December 19, 2005
FULCRUM GLOBAL PARTNERS LLC
BD
CRD#: 104455
NEW YORK, NY
Past
November 6, 2003 - March 30, 2004
BROKERAGEAMERICA, LLC
BD
CRD#: 47966
NEW YORK, NY
Past
September 12, 2003 - November 7, 2003
TRILLIUM BROKERAGE SERVICES, LLC
BD
CRD#: 120064
NEW YORK, NY
Past
August 31, 2001 - March 21, 2003
KNIGHT CAPITAL AMERICAS, L.P.
BD
CRD#: 38599
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2026)
RR
Alaska(1/6/2026)
RR
Arizona(1/6/2026)
RR
Arkansas(1/6/2026)
RR
California(1/6/2026)
RR
Colorado(1/6/2026)
RR
Connecticut(1/6/2026)
RR
Delaware(1/6/2026)
RR
District of Columbia(1/6/2026)
RR
Florida(1/6/2026)
RR
Georgia(1/6/2026)
RR
Hawaii(1/6/2026)
RR
Idaho(1/6/2026)
RR
Illinois(1/6/2026)
RR
Indiana(1/6/2026)
RR
Iowa(1/6/2026)
RR
Kansas(1/6/2026)
RR
Kentucky(1/6/2026)
RR
Louisiana(1/6/2026)
RR
Maine(1/6/2026)
RR
Maryland(1/6/2026)
RR
Massachusetts(1/6/2026)
RR
Michigan(1/6/2026)
RR
Minnesota(1/6/2026)
RR
Mississippi(1/6/2026)
RR
Missouri(1/6/2026)
RR
Montana(1/6/2026)
RR
Nebraska(1/6/2026)
RR
Nevada(1/6/2026)
RR
New Hampshire(1/6/2026)
RR
New Jersey(1/6/2026)
RR
New Mexico(1/6/2026)
RR
New York(1/6/2026)
RR
North Carolina(1/6/2026)
RR
North Dakota(1/6/2026)
RR
Ohio(1/6/2026)
RR
Oklahoma(1/6/2026)
RR
Oregon(1/6/2026)
RR
Pennsylvania(1/6/2026)
RR
Puerto Rico(1/6/2026)
RR
Rhode Island(1/6/2026)
RR
South Carolina(1/6/2026)
RR
South Dakota(1/6/2026)
RR
Tennessee(1/6/2026)
RR
Texas(1/6/2026)
RR
Utah(1/6/2026)
RR
Vermont(1/6/2026)
RR
Virgin Islands(1/6/2026)
RR
Virginia(1/6/2026)
RR
Washington(1/6/2026)
RR
West Virginia(1/6/2026)
RR
Wisconsin(1/6/2026)
RR
Wyoming(1/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/10/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
BC
BMO CAPITAL MARKETS CORP.
B2RICK SECURITIES | HARRIS NESBITT GERARD, INC. | HARRIS NESBITT CORP. | GERARD KLAUER MATTISON & COMPANY | GERARD KLAUER MATTISON & CO.,L.L.C. | GERARD KLAUER MATTISON & CO., L.L.C. | GERARD KLAUER MATTISON & CO., INC. | BRICK SECURITIES PARTNERS, L.P. | BRICK SECURITIES ASSOCIATES | BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
151 West 42nd Street, New York, NY 10036
Mailing Address
151 West 42nd Street, New York, NY 10036
Phone number
(212) 702-1101
Established
Delaware since 03/28/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,275
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
