AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
EA

Emily C. Abbruzzese

ALLIED MILLENNIAL PARTNERS
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 4606343
EA

Professional summary


Emily Copeland Abbruzzese, who also goes by Emily Copeland Sagenkahn, is a registered financial professional currently at ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York and JM FINANCIAL SECURITIES, INC. located in New York, New York.

Emily is registered as a RR (Registered Representative) and started their career in finance in 2002. Emily has worked at 11 firms and has passed the Series 66, SIE, Series 99TO, Series 7 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Emily Copeland Sagenkahn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Emily Copeland Abbruzzese's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2013 - Present

ALLIED MILLENNIAL PARTNERS, LLC

Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
BD
CRD#: 16569
NEW YORK, NY
Current

June 15, 2015 - Present

JM FINANCIAL SECURITIES, INC.

Office #1: 1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019Office #2: 1325 Avenue Of The Americas 27th Floor, Office No. 2715, New York, NY 10019
BD
CRD#: 166504
NEW YORK, NY
Current

July 13, 2021 - Present

ONESOURCE FI LLC

Office #1: Three World Financial Center 200 Vesey Street 24th Floor, New York, NY, 10281
BD
CRD#: 310933
New York, NY
Current

October 7, 2022 - Present

BGV SECURITIES

BD
CRD#: 315086
JUPITER, FL
Current

November 30, 2023 - Present

AMERIFLEX GROUP SECURITIES, INC.

Office #1: 8475 W. Sunset Road Suite 102, Las Vegas, NV 89113
BD
CRD#: 325387
Las Vegas, NV
Current

January 4, 2024 - Present

MOONFARE SECURITIES USA

Office #1: 12th E 49th Street Floor 11, New York, NY 10017
BD
CRD#: 325838
New York, NY
Current

April 3, 2024 - Present

SEMINARIO SECURITIES

Office #1: 95 Merrick Way, Suite 516, Coral Gables, FL 33134
BD
CRD#: 315218
CORAL GABLES, FL
Past

December 19, 2013 - July 18, 2014

EAST SHORE PARTNERS, INC.

BD
CRD#: 28999
HAUPPAUGE, NY
Past

July 2, 2013 - October 28, 2013

FARRELL MARSH & CO.

BD
CRD#: 31971
KING OF PRUSSIA, PA
Past

May 24, 2010 - December 18, 2012

FIRST EMPIRE SECURITIES, INC.

BD
CRD#: 15129
HAUPPAUGE, NY
Past

December 19, 2002 - January 5, 2004

GEEK SECURITIES, INC.

BD
CRD#: 14834
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2003
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SS
SEMINARIO SECURITIES
SEMINARIO SECURITIES | SEMINARIO SECURITIES LLC

CRD#: 315218 / SEC#: , 8-70773

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Mailing Address
95 Merrick Way Suite 516, Coral Gables, FL 33134
Phone number
(786) 292-0512
Established
Florida since 04/20/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEMINARIO SECURITIES HOLDINGS, INC.MEMBER
DIEGUEZ, MARLO ECEO5644954
RUBIO, IREANNA MELISSACHIEF COMPLIANCE OFFICER/AMLCO6507398

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEMINARIO SECURITIES

CRD#: 315218New York, NY 10281

TRUST BUT VERIFY

Monitor Emily Abbruzzese

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics