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FIRM PROFILE
Overview
PIPER SANDLER LTD. is located at 22 Waverley Place Aberdeenshire, Aberdeen, null AB10 1XP. PIPER SANDLER LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PIPER SANDLER LTD.’s clients are individuals and 0% of their clients are high net worth individuals. PIPER SANDLER LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PIPER SANDLER LTD. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PIPER SANDLER LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PIPER SANDLER LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PIPER SANDLER LTD. Comes From
Understanding the Statistics for PIPER SANDLER LTD. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
22 Waverley Place Aberdeenshire, Aberdeen, AB10 1XP
44 1224 202300
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PIPER SANDLER EUROPEAN HOLDINGS CO. | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | 08/2016 | |
| SCHONEMAN, DEBBRA, LYNN | PRESIDENT/PIPER SANDLER COMPANIES | 01/2018 | 1980635 |
| QUANT, SHAWN, CHRISTIAN | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | 01/2011 | 2786518 |
| GRANT, JAMES | COMPANY SECRETARY | 04/2013 | 6172108 |
| SUBRAMANIAN, KASI, V | TREASURER/PIPER SANDLER COMPANIES | 01/2018 | 4088547 |
| ADAM, SINEAD, ROSE | CFO | 04/2020 | 7359498 |
| BAKER, JAMES, PHILIP | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | 04/2020 | 4371531 |
| DALGARNO, NICHOLAS, JOHN | HEAD EUROPEAN INVESTMENT BANKING ENERGY | 07/2021 | 7528992 |
| MCINTOSH, KIRK, EWAN | CEO, MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | 04/2020 | 5670336 |
| CLUNE, KATHERINE, PATRICIA | CFO/PIPER SANDLER COMPANIES | 01/2024 | 4624219 |
| ROBBINS, BRENT, DOUGLAS | INSTITUTIONAL SALES | 01/2024 | 3225774 |
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Advisor's working at PIPER SANDLER LTD.
Walter Pachniuk
Yasuyuki Goto
Steven Allen Barnes
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