Jean-jacques Mondoloni
Professional summary
Jean-jacques Mondoloni, who also goes by John Mondoloni, is a registered financial professional currently at WOMBAT CAPITAL MARKETS LLC located in New York, New York.
Jean-jacques is registered as a RR (Registered Representative) and started their career in finance in 2013. Jean-jacques has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jean-jacques Mondoloni's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2013 - Present
WOMBAT CAPITAL MARKETS LLC
Office #1: 370 Lexington Avenue Suite 804, New York, NY 10017Office #2: 370 Lexington Avenue Suite 804, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2015)
(7/16/2019)
(6/6/2018)
(3/9/2021)
(5/22/2019)
(9/17/2018)
(9/10/2018)
(9/12/2018)
(6/29/2021)
(5/19/2023)
(8/7/2019)
(5/31/2018)
(10/12/2017)
(7/27/2021)
(6/11/2021)
(5/24/2022)
(9/22/2016)
(5/10/2014)
(9/22/2016)
(5/20/2019)
(2/17/2021)
(3/2/2021)
(5/3/2018)
(5/21/2019)
(7/26/2021)
(9/9/2014)
(5/17/2021)
(5/3/2021)
(5/6/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WOMBAT CAPITAL MARKETS LLC
CRD#: 162699 / SEC#: , 8-69059
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOMBAT WORLDWIDE GROUP | SOLE MEMBER | |
| EFREM, KATHY KHATINA | FINOP | 3248100 |
| MONDOLONI, JEAN-JACQUES | PRESIDENT, CEO &, CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
