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CRD#: 16187
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CARNES CAPITAL CORPORATION is located at 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512 and was first established at Florida, Florida in 10/05/1984. After operating for 41 years, CARNES CAPITAL CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CARNES CAPITAL CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. CARNES CAPITAL CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CARNES CAPITAL CORPORATION are registered to handle securities or provide financial advice. The firm has 5 disclosures, 5 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CARNES CAPITAL CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CARNES CAPITAL CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CARNES CAPITAL CORPORATION Comes From

Understanding the Statistics for CARNES CAPITAL CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5

FIRM INFORMATION

Main Address
8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512
Mailing Address
8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512
Firm Size
Small
Phone Number
(239) 254-2500
Established
Florida since 10/05/1984
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PELICAN BAY HOLDINGS, LLCSOLE MEMBER
ATKINS, CHAD DAMERONGENERAL COUNSEL
CHEEVER, JOHN FRANCISFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER5066835
JANOYAN, JANO PANOSCHIEF EXECUTIVE OFFICER2627238
MORRISON, MICHAEL ROBERTCHIEF COMPLIANCE OFFICER5440888

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Advisor's working at CARNES CAPITAL CORPORATION

NS

Nicholas G. Schultz

IAR
RR
CRD#: 7968310
Location:
Naples, FL 34108-7512
Company:
PRIVATE CAPITAL MANAGEMENT
Disclosures:
Experience:
1 year
View Profile
MD

Max Howard Deifik

IAR
RR
CRD#: 5396628
Location:
Naples, FL 34108-7512
Company:
PRIVATE CAPITAL MANAGEMENT
Disclosures:
Experience:
18 years
View Profile
AG

Austin Charles Germain

Austin C Germain, Austin Charles Germain
IAR
RR
CRD#: 7025815
Location:
Naples, FL 34108-7512
Company:
PRIVATE CAPITAL MANAGEMENT
Disclosures:
Experience:
7 years
View Profile
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