MD
Max H. Deifik
PRIVATE CAPITAL MANAGEMENT
Naples, FL 34108-7512
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CRD#: 5396628
MD
Professional summary
Max Howard Deifik is a registered financial advisor currently at PRIVATE CAPITAL MANAGEMENT located in Naples, Florida and CARNES CAPITAL CORPORATION located in Naples, Florida.
Max is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Max has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
My spouse, Cassie McMillion, owns and operates Reveles Travel, LLC ("Reveles"), a travel agent business. While listed as an officer of the company, I have no day to day involvement in the business operations of Reveles. Reveles is not investment related and is located at 27982 Temple Terrace Drive, Bonita Springs, FL 34135. I do not devote any hours to Reveles during securities trading hours. I devote less than one hour per month to Reveles. I am a secondary authorized signer for Reveles.
CRS (Client Relationship Summary) - RIA
Click below to view Max Howard Deifik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2018 - Present
PRIVATE CAPITAL MANAGEMENT
Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512RIA
CRD#: 169172
Naples, FL
Current
March 15, 2018 - Present
CARNES CAPITAL CORPORATION
Office #1: 8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108Office #2: 8889 Pelican Bay Boulevard, Suite 500, Naples, FL 34108-7512BD
CRD#: 16187
Naples, FL
Past
January 17, 2008 - March 16, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Forty Myers, FL
Past
January 11, 2008 - March 16, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Forty Myers, FL
Past
October 23, 2007 - December 21, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
FORT MYERS, FL
Past
September 26, 2007 - December 21, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
FORT MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
Registered Investment Advisory firm - (9/30/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/25/2022)
RR
California(4/11/2023)
RR
Colorado(7/17/2025)
RR
Florida(3/15/2018)
IAR
Florida(4/10/2018)
RR
Illinois(7/17/2025)
RR
Louisiana(6/5/2019)
RR
Massachusetts(7/17/2025)
RR
Missouri(3/15/2018)
RR
New Hampshire(3/15/2018)
RR
Ohio(6/6/2018)
RR
Tennessee(3/15/2018)
IAR
Texas(3/15/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRIVATE CAPITAL MANAGEMENT
HARMONIC HEDGED PARTNERS | THE ENTREPRENEURIAL VALUE FUND, L.P. | THE COLLIER FUND, LTD. | PRIVATE CAPITAL WEALTH | PRIVATE CAPITAL MANAGEMENT, LLC | PRIVATE CAPITAL MANAGEMENT | PCM | HARMONIC INVESTORS LLC OPPORTUNITY PARTNERS FUND | HARMONIC INVESTORS LLC NAVIGATOR FUND | HARMONIC INVESTORS LLC HEDGED PARTNERS FUND | HARMONIC INVESTORS LLC FUND I | HARMONIC INVESTORS LLC EXPLORER FUND | HARMONIC INVESTORS LLC EQUITY INCOME PLUS | HARMONIC INVESTORS LLC
CRD#: 169172 / SEC#: 801-78615
RIA
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Contact information
Main Address
8889 Pelican Bay Blvd. Suite 500, Naples, FL 34108-7512
Mailing Address
Phone number
(239) 254-2500
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 420 |
| AUM (Assets Under Management) | $ 1,346,803,883 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
