FIND A GUPTA WEALTH MANAGEMENT, LLC FINANCIAL ADVISOR NEAR ME
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CRD#: 161721
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for GUPTA WEALTH MANAGEMENT, LLC Comes From
Understanding the Statistics for GUPTA WEALTH MANAGEMENT, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
12760 High Bluff Drive Suite 120, San Diego, CA 92130
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
Part 2 Brochures
GWM DISCLOSURE BROCHURE (2/22/2017)
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# | ||||
|---|---|---|---|---|---|---|---|
| No Information | |||||||
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at GUPTA WEALTH MANAGEMENT, LLC
SS
Steven Todd Schmidt
IAR
RR
CRD#: 6023611
Location:
St. Louis Park, MN 55426-0134
Company:
LPL ENTERPRISE, LLC
Disclosures:
Experience:
13 years
JE
Jason Gregory Erickson
IAR
CRD#: 2276519
MH
Matthew J Hudzina
RR
CRD#: 7665108
Location:
Alpharetta, GA 30005
Company:
MORGAN STANLEY
Disclosures:
Experience:
2 years
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