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CRD#: 160801

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NEW HORIZON CAPITAL ADVISORS, LTD is located at Suite 5b201,2nd Floor One Nexus Way, Camana Bay, null KY1-9005. NEW HORIZON CAPITAL ADVISORS, LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NEW HORIZON CAPITAL ADVISORS, LTD’s clients are individuals and 0% of their clients are high net worth individuals. NEW HORIZON CAPITAL ADVISORS, LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NEW HORIZON CAPITAL ADVISORS, LTD are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NEW HORIZON CAPITAL ADVISORS, LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NEW HORIZON CAPITAL ADVISORS, LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NEW HORIZON CAPITAL ADVISORS, LTD Comes From

Understanding the Statistics for NEW HORIZON CAPITAL ADVISORS, LTD and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Suite 5b201,2nd Floor One Nexus Way, Camana Bay, KY1-9005
Mailing Address
Suites 1707-08 17/f, One Exchange Square 8 Connaught Place, Central, Hong Kong
Phone Number
(345) 749-8630
Related websites
http://www.nhfund.com
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PANG, HEBERTPRINCIPLE, DIRECTOR03/20106041925
WONG, KOK WAIDIRECTOR03/20156303672
SUN, HONGCHIEF COMPLIANCE OFFICER02/20176756861
PANG, HEBERTSHAREHOLDER07/20186041925
KHAN, NIAZ, ADIRECTOR04/20215217104

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Advisor's working at NEW HORIZON CAPITAL ADVISORS, LTD

Ralph Milburn Jones JR
AdvisorCheck Check Mark

Ralph Milburn Jones JR

Ralph Milburn Jones
IAR
RR
CRD#: 860887
Location:
Denver, CO 80209
Company:
OPPENHEIMER & CO. INC.
Disclosures:
Experience:
47 years
View Profile
RS
AdvisorCheck Check Mark

Ronald Francis Smith

IAR
CRD#: 1427096
Location:
La Jolla, CA 92037
Company:
H.S. FINANCIAL, INC.
Disclosures:
Experience:
39 years
View Profile
Samuel Elias Kaplowitz
AdvisorCheck Check Mark

Samuel Elias Kaplowitz

S E Kaplowitz, Sam Kaplowitz
IAR
CRD#: 5973521
Location:
West Hartford, CT 06107
Company:
BREACHWAY INVESTMENTS, LLC
Disclosures:
Experience:
14 years
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