Thomas K. George
Professional summary
Thomas Keith George, who also goes by Keith George, is a registered financial professional currently at J. STREICHER & CO. L.L.C. located in New York, New York and REVOLUT SECURITIES INC. located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 56 firms and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Keith George's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2021 - Present
J. STREICHER & CO. L.L.C.
Office #1: 28 Liberty Street 6th Floor, New York, NY 10005June 10, 2022 - Present
REVOLUT SECURITIES INC.
Office #1: 107 Greenwich Street 20th Floor, New York, NY 10006August 30, 2022 - Present
ARENA FINANCIAL SERVICES, LLC
Office #1: 405 Lexington Avenue 59th Floor, New York, NY 10174September 19, 2022 - Present
USREM SECURITIES LLC
Office #1: 750 Lexington Avenue Lctn #07-139, New York, NY 10022November 1, 2022 - Present
FENNEL
Office #1: 450 Lexington Avenue 4th Floor, New York, NY 10017November 21, 2022 - Present
FIN2
Office #1: 80 Broad Street 5th Floor, New York, NY 10004December 2, 2022 - Present
BRASIL PLURAL SECURITIES LLC
Office #1: 950 Third Avenue Suite 1702, New York, NY 10022February 14, 2023 - Present
SHAREGAIN SECURITIES INC.
Office #1: 60 Broad Street Suite 2511, New York, NY 10004February 16, 2023 - Present
ALLIO MARKETS, LLC
Office #1: 107 Spring Street, Seattle, WA 98104May 15, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165January 17, 2024 - Present
ALTACCESS SECURITIES COMPANY, L.P.
Office #1: 325 N. St. Paul Street Suite 4850, Dallas, TX 75201October 21, 2024 - Present
ADMIRAL SECURITIES LLC
Office #1: 110 W. 96th Street Apt. 10a, New York, NY 10025November 25, 2024 - Present
MORGAN PARTNERS LLC
Office #1: 100 Worcester Street Suite 202, Wellesley Hills, MA 02481January 31, 2025 - Present
PRIMARYBID SECURITIES INC.
Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787February 10, 2025 - Present
ACANTHUS U.S. LIMITED
Office #1: 10-12 Blandford Street, London, W1U 4AZJune 24, 2025 - Present
PAR5 CAPITAL & CO LLC
Office #1: 600 Brickell Avenue Suite 2520, Miami, FL 33131August 14, 2024 - January 21, 2025
TORNADO
February 5, 2024 - March 18, 2025
SWBC INVESTMENT SERVICES, LLC
July 3, 2023 - January 29, 2025
AUGMENT CAPITAL, LLC
May 15, 2023 - November 30, 2023
ICAPITAL SECURITIES, LLC
April 5, 2022 - October 2, 2023
BAILEY & CO. SECURITIES, LLC
March 1, 2022 - June 5, 2023
TICKRS CLEARING
March 1, 2022 - January 2, 2025
LUCID CAPITAL MARKETS, LLC
January 18, 2022 - July 8, 2024
OTCEX, LLC
January 13, 2022 - December 4, 2023
SIMON MARKETS LLC
January 10, 2022 - February 4, 2022
ETICO PARTNERS, LLC
December 23, 2021 - December 31, 2023
SIDOTI & COMPANY, LLC
April 1, 2021 - November 19, 2021
RAISIN SECURITIES LLC
November 13, 2019 - November 9, 2021
STORMHARBOUR SECURITIES LP
May 14, 2019 - November 8, 2021
DONALD CAPITAL LLC
September 4, 2018 - May 14, 2020
STONEX OUTSOURCED SERVICES LLC
January 18, 2018 - May 22, 2018
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
February 3, 2017 - November 3, 2021
SUMMIT TRAIL SECURITIES, LLC
July 28, 2016 - November 15, 2021
SECUREVEST FINANCIAL GROUP
January 12, 2016 - March 1, 2016
APA SECURITIES, LLC
January 4, 2016 - December 24, 2019
GWM GROUP, INC.
December 15, 2014 - November 4, 2016
MEDIOBANCA SECURITIES USA LLC
August 25, 2014 - December 9, 2016
DYNASTY SECURITIES, LLC
July 2, 2014 - August 8, 2016
ROSS SECURITIES CORPORATION
June 11, 2014 - February 2, 2015
FIRST STANDARD FINANCIAL COMPANY LLC
February 14, 2014 - September 15, 2016
COINZOOM SECURITIES, LLC
December 4, 2013 - November 9, 2021
ALTERNATIVE EXECUTION GROUP
October 4, 2013 - February 25, 2020
BRILLIQUID LLC
July 24, 2013 - May 14, 2014
CHINA RENAISSANCE SECURITIES (US) INC.
July 2, 2013 - October 1, 2013
FOUR POINTS CAPITAL PARTNERS LLC
June 17, 2013 - March 8, 2019
GLEN EAGLE WEALTH, LLC
June 7, 2013 - December 3, 2013
T3 TRADING GROUP, LLC
June 6, 2013 - September 1, 2015
SMI CAPITAL MARKETS LLC
May 31, 2013 - September 2, 2014
SEACAP SECURITIES LLC
May 31, 2013 - September 2, 2014
SEABURY SECURITIES LLC
May 15, 2013 - March 2, 2015
SECUREVEST FINANCIAL GROUP
May 15, 2013 - June 19, 2020
FINPRO CAPITAL ADVISORS, INC.
May 10, 2013 - December 4, 2014
CHURCHILL CAPITAL USA, INC.
March 20, 2013 - April 12, 2017
WHITAKER SECURITIES LLC
March 1, 2013 - August 28, 2013
PACIFIC PEARL GROUP
March 1, 2013 - September 5, 2014
ICAPITAL MARKETS LLC
February 11, 2013 - March 18, 2013
SEQUOIA INVESTMENTS, INC.
November 5, 2007 - February 28, 2011
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
PAR5 CAPITAL & CO LLC
CRD#: 134657 / SEC#: , 8-66850
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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