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CRD#: 158538
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SAMMONS FINANCIAL NETWORK, LLC is located at 8300 Mills Civic Parkway, West Des Moines, IA 50266 and was first established at Kansas City, Delaware in 06/09/2011. After operating for 14 years, SAMMONS FINANCIAL NETWORK, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAMMONS FINANCIAL NETWORK, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SAMMONS FINANCIAL NETWORK, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAMMONS FINANCIAL NETWORK, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAMMONS FINANCIAL NETWORK, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAMMONS FINANCIAL NETWORK, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SAMMONS FINANCIAL NETWORK, LLC Comes From

Understanding the Statistics for SAMMONS FINANCIAL NETWORK, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
8300 Mills Civic Parkway, West Des Moines, IA 50266
Mailing Address
8300 Mills Civic Parkway, West Des Moines, IA 50266
Firm Size
Medium
Phone Number
(855) 624-0180
Established
Delaware since 06/09/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SAMMONS SECURITIES, INC.MANAGING MEMBER/ELECTED MANAGER
DYKHUIS, ARLEN GLENNFINOP PRINCIPAL5285074
LOWE, BILL LEOPRESIDENT2328135
SURETTE, STEPHANIE ANNCHIEF COMPLIANCE OFFICER5217627

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Advisor's working at SAMMONS FINANCIAL NETWORK, LLC

JW

James Anthony Warfield

James Anthony Warfield, Jim Warfield
IAR
RR
CRD#: 1924965
Location:
Charlotte, NC
Company:
BEACON CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
31 years
View Profile
WL

William Leo Lowe

Bill Leo Lowe, William L Lowe
IAR
RR
CRD#: 2328135
Location:
Dayton, OH 45459
Company:
BEACON CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
32 years
View Profile
KC

Kerry Cahill

Kerry Fee, Kerry Mikesell
IAR
RR
CRD#: 2833902
Location:
Bryn Mawr, PA
Company:
BEACON CAPITAL MANAGEMENT, INC.
Disclosures:
Experience:
27 years
View Profile
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