Stephanie A. Surette
Professional summary
Stephanie Ann Surette, who also goes by Stephanie A. Surette, Stephanie Surette, is a registered financial professional currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephanie has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Ann Surette's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
SAMMONS FINANCIAL NETWORK, LLC
Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266June 29, 2023 - June 7, 2025
CHARLES SCHWAB & CO., INC.
November 16, 2022 - June 7, 2025
CHARLES SCHWAB & CO., INC.
February 27, 2018 - January 18, 2022
CHARLES SCHWAB INVESTMENT ADVISORY, INC
November 30, 2015 - March 30, 2018
WINDHAVEN INVESTMENT MANAGEMENT, INC.
February 1, 2011 - October 9, 2015
COMMONWEALTH FINANCIAL NETWORK
September 14, 2007 - October 9, 2015
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/28/2023
General Securities Representative ExaminationFINRA
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538West Des Moines, IA 50266TRUST BUT VERIFY
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