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CRD#: 158266
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CITIC SECURITIES INTERNATIONAL USA, LLC is located at 1155 Avenue Of The Americas 17th Floor, New York, NY 10036 and was first established at New York, Delaware in 05/18/2011. After operating for 14 years, CITIC SECURITIES INTERNATIONAL USA, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CITIC SECURITIES INTERNATIONAL USA, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CITIC SECURITIES INTERNATIONAL USA, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CITIC SECURITIES INTERNATIONAL USA, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CITIC SECURITIES INTERNATIONAL USA, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CITIC SECURITIES INTERNATIONAL USA, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CITIC SECURITIES INTERNATIONAL USA, LLC Comes From

Understanding the Statistics for CITIC SECURITIES INTERNATIONAL USA, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Mailing Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Firm Size
Small
Phone Number
(212) 549-4791
Established
Delaware since 05/18/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CLSA AMERICAS HOLDINGS, INC.MEMBER/SHAREHOLDER
BILLET, CHRISTIAN LESLIECHIEF COMPLIANCE OFFICER2441597
HOLUB, WILLIAM CHARLESBOARD MEMBER, CHIEF FINANCIAL OFFICER - FINOP2680290
LI, JIONGBOARD MEMBER6798277
SCHWARTZ, BRADLEY HARRISCEO AND BOARD MEMBER2372237

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Advisor's working at CITIC SECURITIES INTERNATIONAL USA, LLC

BS

Bradley Harris Schwartz

Brad Harris Schwartz, Brad H Schwartz, Bradley Schwartz
IAR
RR
CRD#: 2372237
Location:
New York, NY 10036
Company:
CLSA AMERICAS, LLC
Disclosures:
Experience:
32 years
View Profile
KB

Kenneth Michael Bell

RR
CRD#: 1521244
Location:
New York, NY 10036
Company:
CLSA AMERICAS, LLC
Disclosures:
Experience:
12 years
View Profile
HW

Hope Miranda White

Hope Miranda Nixon, Hope M White
RR
CRD#: 2223823
Location:
New York, NY 10036
Company:
CLSA AMERICAS, LLC
Disclosures:
Experience:
31 years
View Profile
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