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CB

Christian L. Billet

CLSA AMERICAS
New York, NY 10036
Some features on this profile are disabled
CRD#: 2441597
CB

Professional summary

Christian Leslie Billet is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York and CITIC SECURITIES INTERNATIONAL USA, LLC located in New York, New York.

Christian is registered as a RR (Registered Representative) and started their career in finance in 1994. Christian has worked at 7 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 87, Series 3, Series 55, Series 7, Series 6, Series 27, Series 53, Series 14, Series 9, Series 10, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Leslie Billet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2013 - Present

CLSA AMERICAS, LLC

Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036
RIA
BD
CRD#: 165533
New York, NY
Current

June 6, 2017 - Present

CITIC SECURITIES INTERNATIONAL USA, LLC

Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY 10036
BD
CRD#: 158266
New York, NY
Past

June 8, 2016 - September 9, 2016

CITIC SECURITIES INTERNATIONAL USA, LLC

BD
CRD#: 158266
New York, NY
Past

June 11, 2012 - September 17, 2012

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

BD
CRD#: 8010
NEW YORK, NY
Past

April 7, 2011 - April 8, 2011

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

BD
CRD#: 8010
NEW YORK, NY
Past

May 31, 2000 - October 9, 2013

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

June 2, 1997 - June 18, 1997

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

September 25, 1996 - June 2, 1997

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 18, 1994 - September 12, 1996

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/26/2013)
RR
Florida
(6/14/2013)
RR
New York
(2/19/2013)
RR
Texas
(2/25/2013)
RR
Virginia
(10/9/2013)
RR
Washington
(11/9/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/29/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 11/28/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 3
Date: 12/10/2001
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 10/26/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/6/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/17/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/16/2008
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 10/5/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 8/31/2000
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/30/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/21/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/11/1997
Registered Options Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

CS
CITIC SECURITIES INTERNATIONAL USA, LLC
CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266 / SEC#: , 8-68887

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Mailing Address
1155 Avenue Of The Americas 17th Floor, New York, NY 10036
Phone number
(212) 549-4791
Established
Delaware since 05/18/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLSA AMERICAS HOLDINGS, INC.MEMBER/SHAREHOLDER
BILLET, CHRISTIAN LESLIECHIEF COMPLIANCE OFFICER2441597
HOLUB, WILLIAM CHARLESBOARD MEMBER, CHIEF FINANCIAL OFFICER - FINOP2680290
LI, JIONGBOARD MEMBER6798277
SCHWARTZ, BRADLEY HARRISCEO AND BOARD MEMBER2372237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITIC SECURITIES INTERNATIONAL USA, LLC

CRD#: 158266New York, NY 10036

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