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FIND A FORESIDE DISTRIBUTION SERVICES, L.P. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FORESIDE DISTRIBUTION SERVICES, L.P. is located at 190 Middle Street Suite 301, Portland, ME 04101 and was first established at Boston, Ohio in 11/25/1986. After operating for 39 years, FORESIDE DISTRIBUTION SERVICES, L.P. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FORESIDE DISTRIBUTION SERVICES, L.P.’s clients are individuals and 0% of their clients are high net worth individuals. FORESIDE DISTRIBUTION SERVICES, L.P. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FORESIDE DISTRIBUTION SERVICES, L.P. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FORESIDE DISTRIBUTION SERVICES, L.P.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FORESIDE DISTRIBUTION SERVICES, L.P.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FORESIDE DISTRIBUTION SERVICES, L.P. Comes From

Understanding the Statistics for FORESIDE DISTRIBUTION SERVICES, L.P. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Firm Size
Small
Phone Number
(866) 251-6920
Established
Ohio since 11/25/1986
Firm Type
Partnership
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FORESIDE DISTRIBUTORS, LLCGENERAL AND LIMITED PARTNER
BRUNNER, JENNIFER ANNECHIEF COMPLIANCE OFFICER AND VICE PRESIDENT1137783
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Advisor's working at FORESIDE DISTRIBUTION SERVICES, L.P.

TC

Teresa Maria Kazmierski Cowan

Teresa Maria Kazmierski
RR
CRD#: 1544189
Location:
Portland, ME 04101
Company:
QUASAR DISTRIBUTORS, LLC
Disclosures:
Experience:
38 years
View Profile
SL

Susan Lorene La Fond

Sue L Bishop, Susan Lorene Bishop, Susan Lorene La Fond, Susan La Fond, Susan Lorene Lafond
RR
CRD#: 4512785
Location:
Portland, ME 04101
Company:
QUASAR DISTRIBUTORS, LLC
Disclosures:
Experience:
23 years
View Profile
KM

Kate Schendel Macchia

Kate Mcdonald, Kate Macchia
RR
CRD#: 4863973
Location:
Portland, ME 04101
Company:
FORESIDE FUND SERVICES, LLC
Disclosures:
Experience:
20 years
View Profile
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