FIND A 440 INVESTMENT GROUP, LLC FINANCIAL ADVISOR NEAR ME
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CRD#: 155399
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for 440 INVESTMENT GROUP, LLC Comes From
Understanding the Statistics for 440 INVESTMENT GROUP, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Main Address
5700 W 112th St Suite 500, Overland Park, KS 66211
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
Part 2 Brochures
ADV PART 2 (3/31/2017)
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# | ||||
|---|---|---|---|---|---|---|---|
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The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at 440 INVESTMENT GROUP, LLC
AF
Albert Edward Faber III
IAR
CRD#: 1464114
Location:
Los Angeles, CA 90025-7140
Company:
DIWY FINANCIAL PLANNING
Disclosures:
Experience:
28 years
Dale Thomas Miller
IAR
RR
CRD#: 2216508
Location:
Moscow, ID
Company:
MORGAN STANLEY
Disclosures:
Experience:
33 years
Spiros Vassilakos
IAR
CRD#: 4250517
Location:
Tarpon Springs, FL 34688
Company:
CSENGE ADVISORY GROUP, LLC
Disclosures:
Experience:
25 years
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