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CRD#: 153944
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

OTC LINK LLC is located at 300 Vesey Street (1 North End Ave), 12th Floor, New York, NY 10282 and was first established at New York, Delaware in 04/15/2010. After operating for 15 years, OTC LINK LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OTC LINK LLC’s clients are individuals and 0% of their clients are high net worth individuals. OTC LINK LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OTC LINK LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OTC LINK LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OTC LINK LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for OTC LINK LLC Comes From

Understanding the Statistics for OTC LINK LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Firm Size
Small
Phone Number
(212) 896-4483
Established
Delaware since 04/15/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
OTC MARKETS GROUP INC.OWNER, MEMBER
JIN, YONGXIANGFINOP6096866
MELLON, JOHN FRANCISCCO4167767
MODESKI, MICHAEL RICHARDPRESIDENT2642602

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at OTC LINK LLC

MF

Matthew Edward Fuchs

Matt Fuchs
RR
CRD#: 4041289
Location:
New York, NY 10282
Company:
OTC LINK LLC
Disclosures:
Experience:
26 years
View Profile
JM

John Francis Mellon

RR
CRD#: 4167767
Location:
New York, NY 10282
Company:
OTC LINK LLC
Disclosures:
Experience:
21 years
View Profile
AG

Antonia Yordanova Georgieva

RR
CRD#: 4691960
Location:
New York, NY 10282
Company:
OTC LINK LLC
Disclosures:
Experience:
22 years
View Profile
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Experience (Years)

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