John F. Mellon
Professional summary
John Francis Mellon is a registered financial professional currently at OTC LINK LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Mellon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
OTC LINK LLC
Office #1: 300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282May 11, 2021 - December 5, 2023
FUTU CLEARING INC
October 17, 2014 - May 10, 2021
AXOS CLEARING LLC
April 28, 2014 - September 10, 2014
HSBC SECURITIES (USA) INC.
October 1, 2012 - April 16, 2014
J.P. MORGAN SECURITIES LLC
December 22, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 4, 2009 - March 4, 2010
EQUITABLE ADVISORS, LLC
July 15, 2004 - October 1, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
OTC LINK LLC
CRD#: 153944 / SEC#: , 8-68596
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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