EN
Eric D. Needleman
APOLLO GLOBAL SECURITIES
New York, NY 10019-2701
Some features on this profile are disabled
CRD#: 2773431
EN
Professional summary
Eric David Needleman, who also goes by Eric D Needleman, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Eric D Needleman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric David Needleman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2024 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701Office #2: 100 West Putnam Avenue 1st Floor, Greenwich, CT 06830BD
CRD#: 153502
New York, NY
Past
January 3, 2019 - June 25, 2019
FIRST EMPIRE SECURITIES, INC.
BD
CRD#: 15129
HAUPPAUGE, NY
Past
June 9, 2015 - January 18, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
GREENWOOD VILLAGE, CO
Past
January 20, 2009 - August 7, 2015
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
NEW YORK, NY
Past
January 21, 2003 - December 19, 2008
KBC SECURITIES USA LLC
BD
CRD#: 46709
NEW YORK, NY
Past
August 20, 1996 - December 9, 2002
DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.
BD
CRD#: 24074
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2024)
RR
Alaska(6/18/2024)
RR
Arizona(6/18/2024)
RR
Arkansas(6/18/2024)
RR
California(6/18/2024)
RR
Colorado(6/18/2024)
RR
Connecticut(6/18/2024)
RR
Delaware(6/18/2024)
RR
District of Columbia(6/18/2024)
RR
Florida(6/18/2024)
RR
Georgia(6/18/2024)
RR
Hawaii(6/18/2024)
RR
Idaho(6/18/2024)
RR
Illinois(6/18/2024)
RR
Indiana(6/18/2024)
RR
Iowa(6/18/2024)
RR
Kansas(6/18/2024)
RR
Kentucky(6/18/2024)
RR
Louisiana(6/18/2024)
RR
Maine(6/18/2024)
RR
Maryland(6/18/2024)
RR
Massachusetts(6/18/2024)
RR
Michigan(6/18/2024)
RR
Minnesota(6/18/2024)
RR
Mississippi(6/18/2024)
RR
Missouri(6/18/2024)
RR
Montana(6/18/2024)
RR
Nebraska(6/18/2024)
RR
Nevada(6/18/2024)
RR
New Hampshire(6/18/2024)
RR
New Jersey(6/18/2024)
RR
New Mexico(6/18/2024)
RR
New York(6/18/2024)
RR
North Carolina(6/18/2024)
RR
North Dakota(6/18/2024)
RR
Ohio(6/18/2024)
RR
Oklahoma(6/18/2024)
RR
Oregon(6/18/2024)
RR
Pennsylvania(6/18/2024)
RR
Puerto Rico(6/18/2024)
RR
Rhode Island(6/18/2024)
RR
South Carolina(6/18/2024)
RR
South Dakota(6/18/2024)
RR
Tennessee(6/18/2024)
RR
Texas(6/18/2024)
RR
Utah(6/18/2024)
RR
Vermont(6/18/2024)
RR
Virgin Islands(6/18/2024)
RR
Virginia(6/18/2024)
RR
Washington(6/18/2024)
RR
West Virginia(6/18/2024)
RR
Wisconsin(6/18/2024)
RR
Wyoming(6/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AG
APOLLO GLOBAL SECURITIES, LLC
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Phone number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
