FIND A PENTAD SECURITIES, INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 15161
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for PENTAD SECURITIES, INC. Comes From
Understanding the Statistics for PENTAD SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
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Individuals
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HNWI
No Information
Firm Disclosures
Regulatory Event
7
Arbitration
1
FIRM INFORMATION
Established
Arizona since 04/05/1984
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HOSKYNS, WILLIAM ROY | PRESIDENT, DIRECTOR | 250676 | |
| WILSON, JAMES HENRYBARCLAY | VICE PRESIDENT, DIRECTOR | 823916 | |
| DIETRICH, FRED ALBERT | VICE PRESIDENT, CCO, DIRECTOR | 67751 | |
| DIETRICH, MICHAEL ALLEN | CFO, DIRECTOR | 1132917 | |
| SMITH, JOYCE ANN | SECRETARY/TREASURER | 2364528 | |
| SULLIVAN, LEEASTER LORENZO | VICE PRESIDENT | 1360666 | |
| SWANSON, DOUGLAS ALAN | VICE PRESIDENT | 1216991 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at PENTAD SECURITIES, INC.
MH
Matthew T Halverson
IAR
RR
CRD#: 7668754
Location:
Washington, DC 20006
Company:
MORGAN STANLEY
Disclosures:
Experience:
2 years
Marcus Delwin Dusenbury
IAR
CRD#: 3081199
Location:
Lynnwood, WA 98036
Company:
EDELMAN FINANCIAL ENGINES
Disclosures:
Experience:
25 years
ME
Madison S Epperson
RR
CRD#: 7219649
Location:
Nevada, IA 50201
Company:
FBL MARKETING SERVICES, LLC
Disclosures:
Experience:
5 years
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